Rochelle's Daily Wire

ABI Exclusive

Defrauded Customers Make Introducing Broker Eligible for Liquidation under SIPA

SIPC steps in to help pay claims of defrauded customers of introducing broker.

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Case Details

Judge Name

Robert W. Sweet

Case Citation

Securities Investor Protection Corp. v. Global Arena Capital Corp., 16-civ-620 (S.D.N.Y. Feb. 11, 2016)

Case Name

Securities Investor Protection Corp. v. Global Arena Capital Corp.

Case Type

Business